S&P Global Inc. — Director's Dealing 2021

Jan 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31

Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	M	253	$328.73	Acquired	2368	Direct
2020-12-31	Common Stock	F	88	$328.73	Disposed	2280	Direct
2020-12-31	Common Stock	M	209	$328.73	Acquired	2489	Direct
2020-12-31	Common Stock	F	83	$328.73	Disposed	2406	Direct
2020-12-31	Common Stock	M	164	$328.73	Acquired	2570	Direct
2020-12-31	Common Stock	F	65	$328.73	Disposed	2505	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Restricted Stock Units	$0.0	M	253	Disposed		Common Stock (253.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	209	Disposed		Common Stock (209.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	164	Disposed		Common Stock (164.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (Right to Buy)	$59.92	2023-09-02	Common Stock (876.0)	876	Direct
Options (Right to Buy)	$77.81	2024-03-31	Common Stock (1411.0)	1411	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.

F6: As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.