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S&P Global Inc. — Director's Dealing 2021
Jan 5, 2021
29804_dirs_2021-01-05_a8de261d-32c7-4e98-81a7-3e6d2675a5a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31
Reporting Person: Fraenkel Martin (President, Platts)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 591 | $328.73 | Acquired | 6406 | Direct |
| 2020-12-31 | Common Stock | F | 278 | $328.73 | Disposed | 6128 | Direct |
| 2020-12-31 | Common Stock | M | 523 | $328.73 | Acquired | 6651 | Direct |
| 2020-12-31 | Common Stock | F | 246 | $328.73 | Disposed | 6405 | Direct |
| 2020-12-31 | Common Stock | M | 383 | $328.73 | Acquired | 6788 | Direct |
| 2020-12-31 | Common Stock | F | 181 | $328.73 | Disposed | 6607 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 591 | Disposed | Common Stock (591.0) | Direct | |
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 523 | Disposed | Common Stock (523.0) | Direct | |
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 383 | Disposed | Common Stock (383.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.