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S&P Global Inc. Director's Dealing 2021

Jan 5, 2021

29804_dirs_2021-01-05_a8de261d-32c7-4e98-81a7-3e6d2675a5a0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31

Reporting Person: Fraenkel Martin (President, Platts)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Common Stock M 591 $328.73 Acquired 6406 Direct
2020-12-31 Common Stock F 278 $328.73 Disposed 6128 Direct
2020-12-31 Common Stock M 523 $328.73 Acquired 6651 Direct
2020-12-31 Common Stock F 246 $328.73 Disposed 6405 Direct
2020-12-31 Common Stock M 383 $328.73 Acquired 6788 Direct
2020-12-31 Common Stock F 181 $328.73 Disposed 6607 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-31 Restricted Stock Units $0.0 M 591 Disposed Common Stock (591.0) Direct
2020-12-31 Restricted Stock Units $0.0 M 523 Disposed Common Stock (523.0) Direct
2020-12-31 Restricted Stock Units $0.0 M 383 Disposed Common Stock (383.0) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.