Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

S&P Global Inc. Director's Dealing 2021

Jan 15, 2021

29804_dirs_2021-01-15_8a09a86a-e45d-478d-ae99-e7b2b244c504.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-01-04

Reporting Person: Saha Saugata (President, S&P Global Platts)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 503 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 Common Stock (386.0) Direct
Restricted Stock Units $0.0 Common Stock (648.0) Direct
Restricted Stock Units $0.0 Common Stock (160.0) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: The reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: The reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and will vest 33% on 11/01/2021 and 34% on 11/01/2022.

F4: The reporting person was granted 472 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.