S&P Global Inc. — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-03-02

Reporting Person: Craig Christopher (SVP and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-02	Common Stock	A	697	—	Acquired	5259	Direct
2021-03-02	Common Stock	F	239	$332.94	Disposed	5020	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (Right to Buy)	$51.55	2023-03-31	Common Stock (496.0)	496	Direct
Options (Right to Buy)	$77.81	2024-03-31	Common Stock (559.0)	559	Direct
Restricted Stock Units	$0.0		Common Stock (120.0)	120	Direct
Restricted Stock Units	$0.0		Common Stock (344.0)	344	Direct

Footnotes

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3: As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.

F4: As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

F5: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6: As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F7: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.