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S&P Global Inc. — Director's Dealing 2021
Mar 4, 2021
29804_dirs_2021-03-04_33741e99-b166-41a9-aa1c-719237704b38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-03-02
Reporting Person: Geduldig Courtney (EVP, Public Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock | A | 2548 | — | Acquired | 10989 | Direct |
| 2021-03-02 | Common Stock | F | 816 | $332.94 | Disposed | 10173 | Direct |
| 2021-03-02 | Common Stock | A | 1877 | — | Acquired | 3909 | Indirect |
| 2021-03-02 | Common Stock | F | 659 | $332.94 | Disposed | 3250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (239.0) | 239 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (167.0) | 167 | Indirect | |
| Restricted Stock Units | $0.0 | Common Stock (515.0) | 515 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (301.0) | 301 | Indirect |
Footnotes
F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.
F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F5: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F7: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F8: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.