S&P Global Inc. — Director's Dealing 2020

Jan 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31

Reporting Person: Geduldig Courtney (EVP, Public Affairs)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-31	Common Stock	M	336	$273.05	Acquired	8336	Direct
2019-12-31	Common Stock	F	120	$273.05	Disposed	8216	Direct
2019-12-31	Common Stock	M	252	$273.05	Acquired	8468	Direct
2019-12-31	Common Stock	F	85	$273.05	Disposed	8383	Direct
2019-12-31	Common Stock	M	233	$273.05	Acquired	8616	Direct
2019-12-31	Common Stock	F	70	$273.05	Disposed	8546	Direct
2019-12-31	Common Stock	M	276	$273.05	Acquired	1994	Indirect
2019-12-31	Common Stock	F	98	$273.05	Disposed	1896	Indirect
2019-12-31	Common Stock	M	186	$273.05	Acquired	2082	Indirect
2019-12-31	Common Stock	F	66	$273.05	Disposed	2016	Indirect
2019-12-31	Common Stock	M	163	$273.05	Acquired	2179	Indirect
2019-12-31	Common Stock	F	51	$273.05	Disposed	2128	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-31	Restricted Stock Units	$0.0	M	336	Disposed	2019-12-31	Common Stock (336.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	252	Disposed		Common Stock (252.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	233	Disposed		Common Stock (233.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	276	Disposed	2019-12-31	Common Stock (276.0)	Indirect
2019-12-31	Restricted Stock Units	$0.0	M	186	Disposed	2020-12-31	Common Stock (186.0)	Indirect
2019-12-31	Restricted Stock Units	$0.0	M	163	Disposed		Common Stock (163.0)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0.0	2020-12-01	Common Stock (123.0)	123	Indirect

Footnotes

F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F6: As previously reported, the reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F7: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F8: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F9: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.