S&P Global Inc. — Director's Dealing 2020

Jan 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31

Reporting Person: Kocherlakota Sitarama Swamy (Chief Information Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-31	Common Stock	M	297	$273.05	Acquired	2072	Direct
2019-12-31	Common Stock	F	118	$273.05	Disposed	1954	Direct
2019-12-31	Common Stock	M	265	$273.05	Acquired	2219	Direct
2019-12-31	Common Stock	F	102	$273.05	Disposed	2117	Direct
2019-12-31	Common Stock	M	302	$273.05	Acquired	2419	Direct
2019-12-31	Common Stock	F	102	$273.05	Disposed	2317	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-31	Restricted Stock Units	$0.0	M	297	Disposed		Common Stock (297.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	265	Disposed		Common Stock (265.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	302	Disposed		Common Stock (302.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0.0		Common Stock (1100.0)	1100	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% will vest on 08/01/2020.