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S&P Global Inc. — Director's Dealing 2020
Aug 3, 2020
29804_dirs_2020-08-03_09b825cc-7bee-4e87-9851-1e14ed632b1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-07-30
Reporting Person: CHEUNG MARTINA (President, Market Intelligence)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-30 | Common Stock | M | 1255 | $51.55 | Acquired | 8506 | Direct |
| 2020-07-30 | Common Stock | F | 769 | $354.03 | Disposed | 7737 | Direct |
| 2020-07-30 | Common Stock | M | 1539 | $77.81 | Acquired | 9276 | Direct |
| 2020-07-30 | Common Stock | F | 998 | $354.03 | Disposed | 8278 | Direct |
| 2020-07-30 | Common Stock | M | 671 | $74.07 | Acquired | 8949 | Direct |
| 2020-07-30 | Common Stock | F | 432 | $354.03 | Disposed | 8517 | Direct |
| 2020-07-30 | Common Stock | S | 633 | $352.28 | Disposed | 7884 | Direct |
| 2020-07-30 | Common Stock | S | 765 | $354.36 | Disposed | 7119 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-30 | Options (Right to Buy) | $51.55 | M | 1255 | Disposed | 2023-03-31 | Common Stock (1255.0) | Direct |
| 2020-07-30 | Options (Right to Buy) | $77.81 | M | 1539 | Disposed | 2024-03-31 | Common Stock (1539.0) | Direct |
| 2020-07-30 | Options (Right to Buy) | $74.07 | M | 671 | Disposed | 2024-04-30 | Common Stock (671.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (219.0) | 219 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (1062.0) | 1062 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (2240.0) | 2240 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.