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S&P Global Inc. Director's Dealing 2020

Aug 3, 2020

29804_dirs_2020-08-03_09b825cc-7bee-4e87-9851-1e14ed632b1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-07-30

Reporting Person: CHEUNG MARTINA (President, Market Intelligence)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-30 Common Stock M 1255 $51.55 Acquired 8506 Direct
2020-07-30 Common Stock F 769 $354.03 Disposed 7737 Direct
2020-07-30 Common Stock M 1539 $77.81 Acquired 9276 Direct
2020-07-30 Common Stock F 998 $354.03 Disposed 8278 Direct
2020-07-30 Common Stock M 671 $74.07 Acquired 8949 Direct
2020-07-30 Common Stock F 432 $354.03 Disposed 8517 Direct
2020-07-30 Common Stock S 633 $352.28 Disposed 7884 Direct
2020-07-30 Common Stock S 765 $354.36 Disposed 7119 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-30 Options (Right to Buy) $51.55 M 1255 Disposed 2023-03-31 Common Stock (1255.0) Direct
2020-07-30 Options (Right to Buy) $77.81 M 1539 Disposed 2024-03-31 Common Stock (1539.0) Direct
2020-07-30 Options (Right to Buy) $74.07 M 671 Disposed 2024-04-30 Common Stock (671.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 Common Stock (219.0) 219 Direct
Restricted Stock Units $0.0 Common Stock (1062.0) 1062 Direct
Restricted Stock Units $0.0 Common Stock (2240.0) 2240 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.