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S&P Global Inc. — Director's Dealing 2018
Jan 3, 2018
29804_dirs_2018-01-03_196cc768-ea1d-4481-bd81-c00b73f2c5a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-12-31
Reporting Person: Geduldig Courtney (EVP, Public Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-31 | Common Stock | M | 1144 | $169.40 | Acquired | 2403 | Direct |
| 2017-12-31 | Common Stock | M | 145 | $169.40 | Acquired | 2548 | Direct |
| 2017-12-31 | Common Stock | M | 325 | $169.40 | Acquired | 2873 | Direct |
| 2017-12-31 | Common Stock | F | 416 | $169.40 | Disposed | 2457 | Direct |
| 2017-12-31 | Common Stock | F | 48 | $169.40 | Disposed | 2409 | Direct |
| 2017-12-31 | Common Stock | F | 108 | $169.40 | Disposed | 2301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Restricted Stock Units | $0.0 | M | 1144 | Disposed | 2017-12-31 | Common Stock (1144.0) | Direct |
| 2017-12-31 | Restricted Stock Units | $0.0 | M | 145 | Disposed | 2017-12-31 | Common Stock (145.0) | Direct |
| 2017-12-31 | Restricted Stock Units | $0.0 | M | 325 | Disposed | 2019-12-31 | Common Stock (325.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (1208.0) | 1208 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (437.0) | 437 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
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