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S&P Global Inc. — Director's Dealing 2018
Jan 3, 2018
29804_dirs_2018-01-03_ed773990-2f82-4f1d-bead-c129694899d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-12-31
Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-31 | Common Stock | M | 429 | $169.40 | Acquired | 535 | Direct |
| 2017-12-31 | Common Stock | M | 191 | $169.40 | Acquired | 726 | Direct |
| 2017-12-31 | Common Stock | F | 182 | $169.40 | Disposed | 544 | Direct |
| 2017-12-31 | Common Stock | F | 81 | $169.40 | Disposed | 463 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Restricted Stock Units | $0.0 | M | 429 | Disposed | 2017-12-31 | Common Stock (429.0) | Direct |
| 2017-12-31 | Restricted Stock Units | $0.0 | M | 191 | Disposed | 2019-12-31 | Common Stock (191.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (604.0) | 604 | Direct |
| Restricted Stock Units | $0.0 | 2018-05-01 | Common Stock (960.0) | 960 | Direct |
| Options (Right to Buy) | $59.92 | 2023-09-02 | Common Stock (876.0) | 876 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1411.0) | 1411 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
F4: The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment became exercisable on 4/1/2017.