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S&P Global Inc. Director's Dealing 2018

Jan 3, 2018

29804_dirs_2018-01-03_d1ff2ce4-3b26-46fd-8544-da5620a5a40f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-12-31

Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-31 Common Stock M 810 $169.40 Acquired 14515.93 Direct
2017-12-31 Common Stock M 306 $169.40 Acquired 14821.93 Direct
2017-12-31 Common Stock F 342 $169.40 Disposed 14479.93 Direct
2017-12-31 Common Stock F 112 $169.40 Disposed 14367.93 Direct
2017-12-31 Common Stock J 13.63 Acquired 14381.56 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-31 Restricted Stock Units $0.0 M 810 Disposed 2017-12-31 Common Stock (810.0) Direct
2017-12-31 Restricted Stock Units $0.0 M 306 Disposed 2019-12-31 Common Stock (306.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 2018-12-31 Common Stock (967.0) 967 Direct
Options (Right to Buy) $24.23 2019-09-30 Common Stock (2014.0) 2014 Direct
Options (Right to Buy) $33.98 2020-03-31 Common Stock (5104.0) 5104 Direct
Options (Right to Buy) $21.95 2019-03-31 Common Stock (5372.0) 5372 Direct
Options (Right to Buy) $37.41 2021-03-31 Common Stock (5560.0) 5560 Direct

Footnotes

F1: Shares acquired under SPGI Stock Fund.

F2: Includes shares acquired under SPGI Stock Fund.

F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.