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S&P Global Inc. — Director's Dealing 2018
Mar 1, 2018
29804_dirs_2018-03-01_08243e69-1664-441d-896c-3db809c40d66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-02-27
Reporting Person: CHEUNG MARTINA (EMD, Head of Global Risk Svcs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-27 | Common Stock | A | 2336 | — | Acquired | 4136 | Direct |
| 2018-02-27 | Common Stock | F | 893 | $193.14 | Disposed | 3243 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | 2023-03-31 | Common Stock (1255.0) | 1255 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1539.0) | 1539 | Direct |
| Options (Right to Buy) | $74.07 | 2024-04-30 | Common Stock (671.0) | 671 | Direct |
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (604.0) | 604 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (389.0) | 389 | Direct |
Footnotes
F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.