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S&P Global Inc. — Director's Dealing 2018
Apr 4, 2018
29804_dirs_2018-04-04_ef0c5f1f-4709-4426-abaf-353f3d744d78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-04-02
Reporting Person: Cafferillo Nicholas (Chief Technology Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-02 | Restricted Stock Units | $0.0 | A | 884 | Acquired | Common Stock (884.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4174 | Indirect |
| Common Stock | 11052 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (699.0) | 699 | Direct | |
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (1208.0) | 1208 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (1597.0) | 1597 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The restricted stock units will vest 33% on 11/01/2018 , 33% on 11/01/2019 and 34% on 11/01/2020.