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S&P Global Inc. — Director's Dealing 2017
Feb 22, 2017
29804_dirs_2017-02-22_05256ac2-3a0b-4f7c-af13-a47ed81c5589.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-02-21
Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | A | 1584.0000 | $0.0000 | Acquired | 1584.0000 | Direct |
| 2017-02-21 | Common Stock | F | 618.0000 | $130.7600 | Disposed | 966.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $59.9200 | 2023-09-02 | Common Stock (876.0000) | 876.0000 | Direct |
| Options (Right to Buy) | $77.8100 | 2024-03-31 | Common Stock (1411.0000) | 1411.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2018-05-01 | Common Stock (960.0000) | 960.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2017-12-31 | Common Stock (429.0000) | 429.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2018-12-31 | Common Stock (604.0000) | 604.0000 | Direct |
Footnotes
F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3: The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
F4: The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.
F5: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.