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S&P Global Inc. Director's Dealing 2017

Feb 22, 2017

29804_dirs_2017-02-22_05256ac2-3a0b-4f7c-af13-a47ed81c5589.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-02-21

Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-21 Common Stock A 1584.0000 $0.0000 Acquired 1584.0000 Direct
2017-02-21 Common Stock F 618.0000 $130.7600 Disposed 966.0000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $59.9200 2023-09-02 Common Stock (876.0000) 876.0000 Direct
Options (Right to Buy) $77.8100 2024-03-31 Common Stock (1411.0000) 1411.0000 Direct
Restricted Stock Units $0.0000 2018-05-01 Common Stock (960.0000) 960.0000 Direct
Restricted Stock Units $0.0000 2017-12-31 Common Stock (429.0000) 429.0000 Direct
Restricted Stock Units $0.0000 2018-12-31 Common Stock (604.0000) 604.0000 Direct

Footnotes

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3: The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.

F4: The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.

F5: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.