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S&P Global Inc. Director's Dealing 2017

Aug 18, 2017

29804_dirs_2017-08-18_a8c1ff11-ad17-466e-8995-ad08bf5dddd2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-08-17

Reporting Person: Peterson Douglas L. (Director, CEO & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-17 Common Stock M 31207 $51.55 Acquired 166902 Direct
2017-08-17 Common Stock F 10727 $149.97 Disposed 156175 Direct
2017-08-17 Common Stock F 11432 $149.97 Disposed 144743 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-17 Options (Right to Buy) $51.55 M 31207 Disposed 2023-03-31 Common Stock (31207.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $77.81 2024-03-31 Common Stock (51304.0) 51304 Direct
Restricted Stock Units $0.0 Common Stock (13440.0) 13440 Direct
Restricted Stock Units $0.0 2018-12-31 Common Stock (14501.0) 14501 Direct
Restricted Stock Units $0.0 2019-12-31 Common Stock (13916.0) 13916 Direct

Footnotes

F1: Shares swapped to pay for the option exercised.

F2: The number of shares withheld to cover applicable taxes in connection with the option exercised

F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4: The restricted stock units will vest on December 31, 2017.

F5: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.