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S&P Global Inc. — Director's Dealing 2017
Aug 18, 2017
29804_dirs_2017-08-18_a8c1ff11-ad17-466e-8995-ad08bf5dddd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-08-17
Reporting Person: Peterson Douglas L. (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-17 | Common Stock | M | 31207 | $51.55 | Acquired | 166902 | Direct |
| 2017-08-17 | Common Stock | F | 10727 | $149.97 | Disposed | 156175 | Direct |
| 2017-08-17 | Common Stock | F | 11432 | $149.97 | Disposed | 144743 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-17 | Options (Right to Buy) | $51.55 | M | 31207 | Disposed | 2023-03-31 | Common Stock (31207.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (51304.0) | 51304 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (13440.0) | 13440 | Direct | |
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (14501.0) | 14501 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (13916.0) | 13916 | Direct |
Footnotes
F1: Shares swapped to pay for the option exercised.
F2: The number of shares withheld to cover applicable taxes in connection with the option exercised
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: The restricted stock units will vest on December 31, 2017.
F5: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.