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SOUTHERN CO — Director's Dealing 2021
Sep 13, 2021
29866_dirs_2021-09-13_4a46ae39-8294-454a-8805-96039171c223.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SOUTHERN CO (SO)
CIK: 0000092122
Period of Report: 2021-09-01
Reporting Person: Tucker Daniel S (Executive Vice President & CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern Company Common Stock | 30449 | Direct |
| Southern Company Common Stock | 3034.8258 | Indirect |
| Southern Company Common Stock | 675.7477 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0.00 | Southern Company Common Stock (3867.2084) | Direct | ||
| Southern Co Restricted Stock Units | $0.00 | Southern Company Common Stock (581) | Direct | ||
| Southern Co Restricted Stock Units | $0.00 | Southern Company Common Stock (831) | Direct | ||
| Southern Co Restricted Stock Units | $0.00 | Southern Company Common Stock (1506) | Direct | ||
| Southern Co. Performance Stock Units Holding | $0.00 | Southern Company Common Stock (4069) | Direct | ||
| Southern Co. Performance Stock Units Holding | $0.00 | Southern Company Common Stock (2910) | Direct | ||
| Southern Co. Performance Stock Units Holding | $0.00 | Southern Company Common Stock (3514) | Direct |
Footnotes
F1: Acquired on various dates between January 11, 2013 and August 27, 2021 pursuant to Southern deferred compensation plan, at prices ranging from $40.12 to $70.40 per unit, payable in cash only upon termination.
F2: Represents restricted stock units granted on February 11, 2019. The remaining 1/3 of the award will vest in 2022. Each restricted stock unit represents the right to receive, at statement, one share of common stock.
F3: Represents restricted stock units granted on February 11, 2020. The remaining award will vest 1/3 in 2022 and 1/3 in 2023. Each restricted stock unit represents the right to receive, at statement, one share of common stock.
F4: Restricted stock granted on February 3, 2021. The awards will vest one-third per year on the first, second and third anniversary of grant date. Each restricted stock unit represents the right to receive, at statement, one share of common stock.
F5: Performance share units granted on February 11, 2019. The award has a three year performance period and will vest on December 31, 2021. PSUs will convert to shares of Common Stock based on achievement of specific performance measures.
F6: Performance share units granted on February 11, 2020. The award has a three year performance period and will vest on December 31, 2022. PSUs will convert to shares of Common Stock based on achievement of specific performance measures.
F7: Performance share units granted on February 3, 2021. The award has a three year performance period and will vest on December 31, 2023. PSUs will convert to shares of Common Stock based on achievement of specific performance measures.