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Sonoma Pharmaceuticals, Inc. Director's Dealing 2017

Mar 2, 2017

35312_dirs_2017-03-02_8dac5c9f-03a5-4f6a-baf9-c9d5763b2fcf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sonoma Pharmaceuticals, Inc. (SNOA)
CIK: 0001367083
Period of Report: 2017-02-28

Reporting Person: BARBARI SHARON SURREY (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-28 Common Stock, $0.0001 par value per share A 2250 Acquired 8494 Direct
2017-03-01 Common Stock, $0.0001 par value per share A 710 Acquired 9204 Direct

Footnotes

F1: The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan.

F2: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.