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SONO TEK CORP — Director's Dealing 2018
Jul 3, 2018
34542_dirs_2018-07-03_b32c3e44-f7a5-4169-bcab-509af428e32c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (SOTK)
CIK: 0000806172
Period of Report: 2018-06-29
Reporting Person: Engle Robb William (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-29 | Sono-Tek Corp Common Stock | M | 10000 | $0.61 | Acquired | 15896 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | F | 3211 | $1.9 | Disposed | 12685 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | M | 11000 | $0.48 | Acquired | 23685 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | F | 2779 | $1.9 | Disposed | 20906 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | M | 12000 | $1.05 | Acquired | 32906 | Direct |
| 2018-06-29 | Sono-Tek Common Stock | F | 6632 | $1.9 | Disposed | 26274 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | M | 14400 | $1.19 | Acquired | 40674 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | F | 9019 | $1.9 | Disposed | 31655 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | M | 30000 | $0.91 | Acquired | 61655 | Direct |
| 2018-06-29 | Sono-Tek Corp Common Stock | F | 14368 | $1.9 | Disposed | 47287 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-29 | Sono-Tek Corp Options | $0.61 | M | 10000 | Disposed | 2022-11-08 | Sono-Tek Corp Common Stock (10000) | Direct |
| 2018-06-29 | Sono-Tek Corp Options | $0.48 | M | 11000 | Disposed | 2023-01-24 | Sono-Tek Corp Common Stock (11000) | Direct |
| 2018-06-29 | Sono-Tek Options | $1.05 | M | 12000 | Disposed | 2024-02-20 | Sono-Tek Corp Common Stock (12000) | Direct |
| 2018-06-28 | Sono-Tek Options | $1.19 | M | 14400 | Disposed | 2025-02-19 | Sono-Tek Corp Common Stock (14400) | Direct |
| 2018-06-29 | Sono-Tek Options | $0.91 | M | 30000 | Disposed | 2026-07-20 | Sono-Tek Common Stock (30000) | Direct |
Footnotes
F1: Reporting person exercised 10000 options.
F2: Reporting person surrendered 3211 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.
F3: Reporting person exercised 11000 options.
F4: Reporting person surrendered 2779 shares of Sono-Tek Corp Common stock as payment for the exercise of vested options.
F5: Reporting person exercised 12000 options.
F6: Reporting person surrendered 6632 shares of Sono-Tek Corp Common stock as payment for the exercise of vested options.
F7: Reporting person exercised 14400 options.
F8: Reporting person surrendered 9019 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.
F9: Reporting person exercised 30000 options.
F10: Reporting person surrendered 14368 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.
F11: Subject to vesting schedule.