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SONO TEK CORP Director's Dealing 2013

Aug 29, 2013

34542_dirs_2013-08-29_30f26320-ac7a-4e1a-9415-8ef5fe264e06.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2013-08-28

Reporting Person: Bagley Stephen James (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-28 Sono-Tek Corp Common Stock M 16282 $0.61 Acquired 18032 Direct
2013-08-28 Sono-Tek Corp Common Stock F 1300 $0.89 Disposed 16732 Direct
2013-08-28 Sono-Tek Corp Common Stock F 9860 $0.89 Disposed 6872 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-28 Sono-Tek Corp Options $0.61 M 16282 Disposed 2022-11-08 Sono-Tek Corp Common Stock (16282) Direct

Footnotes

F1: Reporting Person Exercised 16,282 vested options.

F2: Reporting Person Surrendered 1300 Shares of Sono-Tek Corp Common Stock held prior to 8/28/2013, as payment for the exercise of vested options.

F3: Reporting Person Surrendered 9860 shares of Sono-Tek Corp Common Stock as payment for the exercise of vested options.