SOLESENCE, INC. — Director's Dealing 2017

Jan 11, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2016-12-31

Reporting Person: WHITMORE BRADFORD T (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-27	Common Stock	W	51454	—	Acquired	51454	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10407435	Direct
Common Stock	2433300	Indirect
Common Stock	601410	Indirect

Footnotes

F1: As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 2,433,300 shares of Common Stock.

F2: As General Partner of Grace Investments, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.