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SOLESENCE, INC. — Director's Dealing 2011
Dec 9, 2011
33563_dirs_2011-12-09_ee50ab8c-859d-433a-869c-c4db3193b6b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2011-10-07
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-07 | Common Stock | P | 300 | $0.4395 | Acquired | 1152183 | Direct |
| 2011-10-07 | Common Stock | P | 10000 | $0.45 | Acquired | 1162183 | Direct |
| 2011-10-08 | Common Stock | P | 10077 | $0.44 | Acquired | 1172260 | Direct |
| 2011-10-09 | Common Stock | P | 100 | $0.4497 | Acquired | 1172360 | Direct |
| 2011-10-09 | Common Stock | P | 100 | $0.4498 | Acquired | 1172460 | Direct |
| 2011-10-09 | Common Stock | P | 100 | $0.4499 | Acquired | 1172560 | Direct |
| 2011-10-09 | Common Stock | P | 7949 | $0.45 | Acquired | 1180509 | Direct |
Footnotes
F1: As a result of the transactions reported herein, Bradford T. Whitmore owns 1,180,509 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd., of 3,573,920 shares, and General Partner of Grace Investments, Ltd., of 300,000 shares.
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