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Snowflake Inc. — Director's Dealing 2024
Jun 25, 2024
29911_dirs_2024-06-24_37c72c09-a0ca-4d26-a580-69bc2089483d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2024-06-20
Reporting Person: Slootman Frank (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-20 | Class A Common Stock | F | 2418 | $130.67 | Disposed | 224471 | Direct |
| 2024-06-20 | Class A Common Stock | S | 3455 | $126.076 | Disposed | 221016 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 16300 | Indirect |
| Class A Common Stock | 335146 | Indirect |
| Class A Common Stock | 83014 | Indirect |
| Class A Common Stock | 432146 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations on the vesting and settlement of restricted stock units.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 25, 2023.
F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $125.770 to $126.370, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee.
F6: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
F7: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F8: The shares are held by the Slootman 2023 Grantor Retained Annuity Trust dated 9/25/23 for which the Reporting Person is a trustee.