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Snowflake Inc. — Director's Dealing 2024
Sep 12, 2024
29911_dirs_2024-09-11_667492bd-f567-4363-9f4e-416ceff50645.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2024-09-09
Reporting Person: Scarpelli Michael (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-09 | Class A Common Stock | F | 775 | $108.56 | Disposed | 169963 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 17617 | Indirect |
| Class A Common Stock | 17617 | Indirect |
| Class A Common Stock | 17617 | Indirect |
| Class A Common Stock | 2755 | Indirect |
| Class A Common Stock | 2755 | Indirect |
| Class A Common Stock | 2755 | Indirect |
| Class A Common Stock | 34364 | Indirect |
| Class A Common Stock | 137515 | Indirect |
| Class A Common Stock | 560493 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.88 | 2029-08-26 | Class A Common Stock (2019299) | 2019299 | Direct |
| Stock Option (Right to Buy) | $207.56 | 2032-03-08 | Class A Common Stock (69569) | 69569 | Direct |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F4: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.
F5: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F6: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F7: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F8: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F9: The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.
F10: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
F11: The stock option is fully vested.
F12: The Reporting Person is not reporting any transactions relating to his stock options for the Issuer's Class A Common Stock and is voluntarily reporting his outstanding stock options as of the date of this report.
F13: The shares subject to the option vest in 48 equal monthly installments beginning on March 8, 2022, subject to Reporting Person's continuous service through each such vesting date.