AI assistant
Sending…
Smiths Group PLC — Major Shareholding Notification 2013
May 17, 2013
4613_mrq_2013-05-17_49dd3bd7-21a4-43f1-821b-c709172fc9b2.html
Major Shareholding Notification
Open in viewerOpens in your device viewer
National Storage Mechanism | Additional information
You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.
RNS Number : 0094F
Smiths Group PLC
17 May 2013
| TR-1: Notification of Major Interests in Shares | ||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | SMITHS GROUP | |
| 2. Reason for the notification (yes/no) | ||
| An acquisition or disposal of voting rights | Yes | |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |
| An event changing the breakdown of voting rights | No | |
| Other (please specify): ______________ | No | |
| 3. Full name of person(s) subject to notification obligation: | Harris Associates L.P. | |
| 4. Full name of shareholder(s) (if different from 3): | BNY Mellon Brown Brothers Harriman JPMorgan Chase Mizuho Trust and Banking Luxem Northern Trust Company State Street Bank Sumitomo Trust & Banking Co US |
|
| 5. Date of transaction (and date on which the threshold is crossed or reached if different): | 15 May 2013 | |
| 6. Date on which issuer notified: | 16 May 2013 | |
| 7. Threshold(s) that is/are crossed or reached: | 5% | |
| 8. Notified Details | ||||||||||||
| A: Voting rights attached to shares | ||||||||||||
| Class/type of shares If possible use ISIN CODE |
Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||
| Number of Shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | ||||||||
| Direct | Indirect | Direct | Indirect | |||||||||
| GB00B1WY2338 Common Stock | 20,169,763 | 20,169,763 | 5.13% | |||||||||
| B: Qualifying Financial Instruments | ||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||
| Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired (if the instrument is exercised/converted) | Percentage of voting rights | ||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||
| Type of financial instrument | Exercise Price | Expiration date | Exercise/ conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |||||||
| Nominal | Delta | |||||||||||
| Total (A+B+C) | ||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||
| 20,169,763 | 5.13% | |||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | |
| BNY Mellon - 139,135 Common Stock shares Brown Brothers Harriman - 487,900 Common Stock shares JPMorgan Chase - 234,600 Common Stock shares Northern Trust Company - 438,900 Common Stock shares State Street Bank - 18,809,028 Common Stock shares Sumitomo Trust & Banking Co US - 25,900 Common Stock shares Mizuho Trust and Banking Luxem - 34,300 Common Stock shares |
|
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: | |
| 13. Additional information: | |
| 14. Contact name: | Kim Colwell |
| 15. Contact telephone number: | 312-621-0689 |
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLDMGMKGNKGFZM
//<![CDATA[$.ajaxSetup({headers: {'__RequestVerificationToken':'-oajJ3zYu1u_kaFmSQ_TUVVpZkwFuqTnuUBT-l22_U_pDqDgDnsdAddUKXB3DPo3zGLm2J5DzF8KLudX8NRPA-TmN1SBuuq5U-9FY_irBo81:r-DYr94_5QEfh5Gzp363PyMRf4M0Z6adX9f0iEnPc8VdbPtNo9Nb3alTg0UngIbF0_ijhAXz9k3GzsX96lKy2g0aPOsNv3vyh7mBWgNaFyE1'}});//]]>
More from Smiths Group PLC
Earnings Release
2026
May 21
Director's Dealing
2026
May 19
Transaction in Own Shares
2026
May 18
Major Shareholding Notification
2026
May 14
Transaction in Own Shares
2026
May 11
Transaction in Own Shares
2026
May 5
Declaration of Voting Results & Voting Rights Announcements
2026
May 1
Director's Dealing
2026
May 1
Transaction in Own Shares
2026
Apr 27
Transaction in Own Shares
2026
Apr 20