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SMITH A O CORP — Director's Dealing 2024
Feb 9, 2024
30593_dirs_2024-02-09_1edb4f9c-9ecd-4b38-aaed-b9bf45ae0651.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2024-02-08
Reporting Person: Carver Samuel M. (SVP - Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-08 | Common Stock | M | 1085 | — | Acquired | 2884 | Direct |
| 2024-02-08 | Common Stock | F | 485 | $80.275 | Disposed | 2399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-08 | Restricted Stock Units | $ | M | 1085 | Disposed | Common Stock (1085) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
F2: Mr. Carver is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock.
F3: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F4: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable on the vesting date of 02/08/2024.
F5: Samuel Carver beneficially owns 3,940 restricted stock units that have not yet vested.