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SMITH A O CORP — Director's Dealing 2024
Apr 1, 2024
30593_dirs_2024-04-01_e2c96621-cba1-400a-959b-17a484ecb921.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2024-04-01
Reporting Person: Schuh Darrell W. (SVP; President & GM Lochinvar)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 566 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $61.76 | 2028-02-12 | Commn Stock (3300) | Direct | |
| Employee Stock Options (Right to Buy) | $60.82 | 2031-02-08 | Commn Stock (3495) | Direct | |
| Employee Stock Options (Right to Buy) | $74.265 | 2032-02-07 | Common Stock (2785) | Direct | |
| Restricted Stock Units | $0 | Common Stock (660) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (1460) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (1235) | Direct |
Footnotes
F1: The employee stock options were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.
F2: The employee stock options were granted on 02/08/2021, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.
F3: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
F4: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F5: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.
F6: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.