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SMITH A O CORP — Director's Dealing 2023
Feb 9, 2023
30593_dirs_2023-02-09_c993f19d-0b13-4dac-9d93-c105018e31a2.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-12-31
Reporting Person: SMITH MARK D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-23 | Common Stock | G | 809 | — | Acquired | 117395 | Direct |
| 2022-06-23 | Common Stock | G | 809 | — | Disposed | 116586 | Direct |
| 2022-06-23 | Common Stock | G | 809 | — | Acquired | 2913 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-23 | Class A Common Stock | $0.0 | G | 6383 | Acquired | Common Stock (6383.0) | Direct | |
| 2022-06-23 | Class A Common Stock | $0.0 | G | 6383 | Disposed | Common Stock (6383.0) | Direct | |
| 2022-06-23 | Class A Common Stock | $0.0 | G | 6383 | Acquired | Common Stock (6383.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8956 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Stock | $0.0 | Common Stock (3676.0) | 3676 | Indirect |
Footnotes
F1: The reporting person beneficially owns the shares as settlor of a revocable family trust.
F2: Convertible at any time to Common Stock.
F3: None.
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