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SMITH A O CORP — Director's Dealing 2022
Feb 9, 2022
30593_dirs_2022-02-09_02db5394-3860-41eb-be5d-bbda9f5f5cd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-02-07
Reporting Person: Goodwin Wallace E (SVP; President, Lochinvar, LLC)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-07 | Employee Stock Options (Right to Buy) | $74.265 | A | 4920 | Acquired | 2032-02-07 | Common Stock (4920.0) | Direct |
| 2022-02-07 | Restricted Stock Units | $74.265 | A | 1165 | Acquired | Common Stock (1165.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16880 | Direct |
Footnotes
F1: Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 30 shares of Common Stock.
F2: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
F3: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.