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SMITH A O CORP Director's Dealing 2022

Feb 9, 2022

30593_dirs_2022-02-09_02db5394-3860-41eb-be5d-bbda9f5f5cd1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-02-07

Reporting Person: Goodwin Wallace E (SVP; President, Lochinvar, LLC)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-07 Employee Stock Options (Right to Buy) $74.265 A 4920 Acquired 2032-02-07 Common Stock (4920.0) Direct
2022-02-07 Restricted Stock Units $74.265 A 1165 Acquired Common Stock (1165.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 16880 Direct

Footnotes

F1: Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 30 shares of Common Stock.

F2: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

F3: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.