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SMITH A O CORP — Director's Dealing 2022
Feb 9, 2022
30593_dirs_2022-02-09_10c52c22-b9be-4ea6-9da7-9bbb2a05a15d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-02-07
Reporting Person: Ackerman Patricia K (SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | G | 42 | — | Disposed | 1167 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-07 | Employee Stock Options (Right to Buy) | $74.265 | A | 3545 | Acquired | 2032-02-07 | Common Stock (3545.0) | Direct |
| 2022-02-07 | Restricted Stock Units | $74.265 | A | 840 | Acquired | Common Stock (840.0) | Direct |
Footnotes
F1: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
F2: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F3: The Restricted Stock Units that Ms. Ackerman has deferred receives a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 273 Restricted Stock Units.