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SMITH A O CORP — Director's Dealing 2022
Apr 4, 2022
30593_dirs_2022-04-04_450746bf-743e-4dad-9bdc-03ca8713f8b0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-04-01
Reporting Person: O'Brien Stephen D. (SVP; President, Lochinvar, LLC)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $72.34 | Common Stock (3455.0) | Direct | ||
| Restricted Stock Units | $74.265 | Common Stock (1110.0) | Direct | ||
| Employee Stock Options (Right to Buy) | $74.265 | 2032-02-07 | Common Stock (4690.0) | Direct | |
| Restricted Stock Units | $64.8 | Common Stock (1930.0) | Direct |
Footnotes
F1: The restricted stock units were granted on 08/16/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 08/16/2024.
F2: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F3: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2032.
F4: The restricted stock units were granted on 04/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 04/01/2025.