Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2022

Sep 2, 2022

30593_dirs_2022-09-02_f5eaf207-5ea2-41cd-b81f-26d43dc3563c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-09-01

Reporting Person: Kulkarni Parag (SVP - Int'l; President India)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-01 Restricted Stock Units $56.07 A 1615 Acquired Common Stock (1615.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (Right to Buy) $33.235 2025-04-25 Common Stock (1720.0) 1720 Direct

Footnotes

F1: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.

F2: The restricted stock units were granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 09/01/2025.

F3: Employee stock options were granted on 04/27/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 04/27/2016. The stock options are payable in cash when exercised.