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SMITH A O CORP — Director's Dealing 2022
Sep 2, 2022
30593_dirs_2022-09-02_f5eaf207-5ea2-41cd-b81f-26d43dc3563c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-09-01
Reporting Person: Kulkarni Parag (SVP - Int'l; President India)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-01 | Restricted Stock Units | $56.07 | A | 1615 | Acquired | Common Stock (1615.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $33.235 | 2025-04-25 | Common Stock (1720.0) | 1720 | Direct |
Footnotes
F1: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.
F2: The restricted stock units were granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 09/01/2025.
F3: Employee stock options were granted on 04/27/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 04/27/2016. The stock options are payable in cash when exercised.