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SMITH A O CORP Director's Dealing 2021

Feb 17, 2021

30593_dirs_2021-02-17_90b3ceb0-d8ba-4433-9c8b-4561f110827a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-12

Reporting Person: Rajendra Ajita G (Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-12 Common Stock A 18700 $60.65 Acquired 28763 Direct
2021-02-12 Common Stock F 8789 $60.65 Disposed 19974 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-12 Restricted Stock Units $60.65 M 18700 Disposed Common Stock (18700) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 353495 Indirect

Footnotes

F1: 18,700 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 18,700 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 18,700 shares of Common Stock to the reporting person.