SMITH A O CORP — Director's Dealing 2020

Feb 4, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-12-31

Reporting Person: SMITH BRUCE M (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-06	Class A Common Stock	$0	G	223000	Disposed		Common Stock (223000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5738	Direct
Common Stock	15892	Direct
Common Stock	2400	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock (0)	115915	Direct

Footnotes

F1: Shares deferred under the A. O. Smith Non-qualified Deferred Compensation Plan.

F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F3: The Plan permits the participant to defer receipt of the award and Mr. Smith has made a deferral.

F4: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Non-qualified Deferred Compensation Plan. The total amount of dividends received was 1,112 units of Restricted Stock Units.

F5: Gift

F6: Convertible at any time into Common Stock.

F7: None.