SMITH A O CORP — Director's Dealing 2020

Feb 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-02-10

Reporting Person: Heideman Robert J (Senior VP, CTO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-10	Common Stock	G	1159	—	Disposed	12203	Direct
2019-10-30	Common Stock	G	1200	—	Disposed	11003	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-10	Employee Stock Options (Right to Buy)	$42.390	A	18425	Acquired	2030-02-10	Common Stock (18425)	Direct
2020-02-10	Restricted Stock Units	$42.39	A	3540	Acquired		Common Stock (3540)	Direct

Footnotes

F1: Gift

F2: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

F3: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.