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SMITH A O CORP — Director's Dealing 2020
Feb 18, 2020
30593_dirs_2020-02-18_03719341-2fd4-42a3-accd-60ba32cd6630.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-02-13
Reporting Person: Heideman Robert J (Senior VP, CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-13 | Common Stock | A | 2860 | $43.96 | Acquired | 13863 | Direct |
| 2020-02-13 | Common Stock | F | 1345 | $43.96 | Disposed | 12518 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | Restricted Stock Units | $43.96 | M | 2860 | Disposed | Common Stock (2860) | Direct |
Footnotes
F1: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person.
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