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SMITH A O CORP Director's Dealing 2020

Feb 18, 2020

30593_dirs_2020-02-18_03719341-2fd4-42a3-accd-60ba32cd6630.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-02-13

Reporting Person: Heideman Robert J (Senior VP, CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-13 Common Stock A 2860 $43.96 Acquired 13863 Direct
2020-02-13 Common Stock F 1345 $43.96 Disposed 12518 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-13 Restricted Stock Units $43.96 M 2860 Disposed Common Stock (2860) Direct

Footnotes

F1: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person.