SMITH A O CORP — Director's Dealing 2020

Feb 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-02-13

Reporting Person: Warren David R (Senior VP & President and GM)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-13	Common Stock	A	975	$43.96	Acquired	5311	Direct
2020-02-13	Common Stock	F	384	$43.96	Disposed	4927	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-13	Restricted Stock Units	$43.96	M	975	Disposed		Common Stock (975)	Direct

Footnotes

F1: 975 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 975 Restrited Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 975 shares of Common Stock to the reporting person.