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SMITH A O CORP Director's Dealing 2020

Apr 17, 2020

30593_dirs_2020-04-17_85cce8dc-28f1-432d-946c-cfdc5b099895.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-04-15

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-15 Common Stock A 3249 $40.02 Disposed 112362 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29500 Indirect
Common Stock 8956 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 234327 Indirect
Class A Common Stock $0 Common Stock (0) 3676 Indirect

Footnotes

F1: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 15, 2020.

F2: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F3: Held by spouse.

F4: 1 for 1

F5: Convertible at any time to Common Stock.

F6: None.