SMITH A O CORP — Director's Dealing 2020

Oct 19, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-10-12

Reporting Person: Qiu Jack (SVP - Pres. A. O. Smith China)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (4500)		Direct

Footnotes

F1: Restricted stock units were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 730 Restricted stock units were granted on 02/12/2018. The restricted stock units become payable in cash on the vesting date. The vesting date is 02/12/2021, which is three years after the grant date. 910 Restricted stock units were granted on 02/11/2019. The restricted stock units become payable in cash on the vesting date. The vesting date is 02/11/2022, which is three years after the grant date. 1,060 Restricted stock units were granted on 02/10/2020. The restricted stock units become payable in cash on the vesting date. The vesting date is 02/10/2023, which is three years after the grant date. 1,800 Restricted stock units were granted on 10/08/2020. The restricted stock units become payaable in cash on the vesting date. The vesting date is 10/08/2023, which is three years after the grant date.

F2: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.