SMITH A O CORP — Director's Dealing 2020

Nov 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-11-03

Reporting Person: SMITH BRUCE M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-03	Common Stock	S	5683	$53.45	Disposed	3304	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15892	Direct
Common Stock	2400	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common (0)	117810	Direct
Class A Common Stock	$0		Common Stock (0)	229401	Indirect

Footnotes

F1: Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 15, 2020.

F2: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.

F3: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F5: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,250 units of Restricted Stock Units.

F6: 1 for 1.

F7: Convertible at any time into Common Stock.

F8: None.