SMITH A O CORP — Director's Dealing 2020

Nov 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-11-17

Reporting Person: Ackerman Patricia K (SVP, Investor Relations & Trea)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-10	Common Stock	G	60	—	Disposed	2871	Direct
2020-11-17	Common Stock	M	6700	$30.765	Acquired	9571	Direct
2020-11-17	Common Stock	M	7300	$31.67	Acquired	16871	Direct
2020-11-17	Common Stock	S	14000	$56.3855	Disposed	2871	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-17	Employee Stock Options (Right to Buy)	$30.765	M	6700	Disposed	2025-02-09	Common Stock (6700)	Direct
2020-11-17	Employee Stock Options (Right to Buy)	$31.67	M	7300	Disposed	2026-02-08	Common Stock (7300)	Direct

Footnotes

F1: Gift

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.25 to $56.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

F3: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

F4: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.