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SMITH A O CORP Director's Dealing 2019

Feb 12, 2019

30593_dirs_2019-02-12_275da7c3-f521-44c1-9630-17c393ed107a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-02-11

Reporting Person: DasGupta Anindadeb Vjaykumar (Senior Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-11 Restricted Stock Units $49.42 A 1335 Acquired Common Stock (1335) Direct
2019-02-11 Employee Stock Options (Right to Buy) $49.42 A 6095 Acquired 2029-02-11 Common Stock (6095) Direct

Footnotes

F1: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F2: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.