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SMITH A O CORP — Director's Dealing 2019
Apr 10, 2019
30593_dirs_2019-04-10_11e47deb-4da7-4af2-829e-0ed871c7993f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-04-09
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-09 | Common Stock | A | 2299 | $54.38 | Acquired | 10683 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15892 | Direct |
| Common Stock | 2400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common (0) | 114279 | Direct | |
| Class A Common Stock | $0 | Common Stock (0) | 452401 | Indirect |
Footnotes
F1: Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2019.
F2: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F3: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F5: 1 for 1.
F6: Convertible at any time into Common Stock.
F7: None.
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