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SMITH A O CORP Director's Dealing 2019

Apr 10, 2019

30593_dirs_2019-04-10_b5a4c8c5-87b1-4433-a188-8ac84e287317.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-04-09

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-09 Common Stock A 2299 $54.38 Acquired 113878 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29500 Indirect
Common Stock 8956 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 234327 Indirect
Class A Common Stock $0 Common Stock (0) 3676 Indirect

Footnotes

F1: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2019.

F2: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F3: Held by spouse

F4: 1 for 1

F5: Convertible at any time to Common Stock.

F6: None.

F7: Held by spouse.