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SMITH A O CORP Director's Dealing 2019

May 2, 2019

30593_dirs_2019-05-02_11a92d97-3db7-4f40-b33a-59e47c8cdeeb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-05-01

Reporting Person: Kempken Daniel L (Vice President and Controller)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-01 Employee Stock Options (Right to Buy) $52.68 A 2020 Acquired 2029-05-01 Common Stock (2020) Direct
2019-05-01 Restricted Stock Units $52.68 A 425 Acquired Common Stock (425) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6371 Direct

Footnotes

F1: Mr. Kempken is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 10 shares of Common Stock.

F2: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020.

F3: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.