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SMITH A O CORP — Director's Dealing 2019
May 2, 2019
30593_dirs_2019-05-02_11a92d97-3db7-4f40-b33a-59e47c8cdeeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-05-01
Reporting Person: Kempken Daniel L (Vice President and Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-01 | Employee Stock Options (Right to Buy) | $52.68 | A | 2020 | Acquired | 2029-05-01 | Common Stock (2020) | Direct |
| 2019-05-01 | Restricted Stock Units | $52.68 | A | 425 | Acquired | Common Stock (425) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6371 | Direct |
Footnotes
F1: Mr. Kempken is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 10 shares of Common Stock.
F2: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020.
F3: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.