Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2019

May 2, 2019

30593_dirs_2019-05-02_04b08698-671d-4c75-bbbd-dcfcaf260cbb.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-05-02

Reporting Person: Dana Paul R (Senior VP Global Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-02 Common Stock M 2570 $23.235 Acquired 7535 Direct
2019-05-02 Common Stock M 6700 $30.765 Acquired 14235 Direct
2019-05-02 Common Stock S 9010 $52.7579 Disposed 5225 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-02 Employee Stock Options (Right to Buy) $23.235 M 2570 Disposed 2024-02-10 Common Stock (2570) Direct
2019-05-02 Employee Stock Options (Right to Buy) $30.765 M 6700 Disposed 2025-02-09 Common Stock (6700) Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.32 to $52.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

F2: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

F3: The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.