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SMITH A O CORP Director's Dealing 2019

Nov 12, 2019

30593_dirs_2019-11-12_ce3e30bb-c900-450c-95d1-83c37bc8ee98.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-11-08

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-08 Common Stock S 4820 $51.94 Disposed 109113 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29500 Indirect
Common Stock 8956 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 234327 Indirect
Class A Common Stock $0 Common Stock (0) 3676 Indirect

Footnotes

F1: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F2: Held by spouse.

F3: 1 for 1

F4: Convertible at any time to Common Stock.

F5: None.