SMITH A O CORP — Director's Dealing 2018

Feb 7, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-12-31

Reporting Person: SMITH BRUCE M (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-05	Class A Common Stock	$0	G	365	Disposed		Common Stock (365)	Indirect
2017-12-06	Class A Common Stock	$0	G	450	Disposed		Common Stock (450)	Indirect
2017-12-08	Class A Common Stock	$0	G	748	Disposed		Common Stock (748)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15892	Direct
Common Stock	2400	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock (0)	118514	Direct

Footnotes

F1: Shares deferred under the A. O. Smith Non-qualified Deferred Compensation Plan.

F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F3: The Plan permits the participant to defer receipt of the award and Mr. Smith has made a deferral.

F4: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Non-qualified Deferred Compensation Plan. The total amount of dividends received was 1,216 units of Restricted Stock Units.

F5: Gift

F6: Convertible at any time into Common Stock.

F7: None.