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SMITH A O CORP Director's Dealing 2018

Mar 7, 2018

30593_dirs_2018-03-07_de37eb10-61da-45b1-8a31-41cdfbfafa5f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2018-03-05

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-05 Common Stock S 2600 $62.7303 Disposed 109609 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-06 Class A Common Stock $0 G 490 Disposed Common Stock (490) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29500 Indirect
Common Stock 8956 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 3676 Indirect

Footnotes

F1: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F2: Gift.

F3: Convertible at any time.

F4: None.

F5: 1 for 1.