SMITH A O CORP — Director's Dealing 2018

Jun 1, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2018-06-01

Reporting Person: DasGupta Anindadeb Vjaykumar (Senior Vice President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-01	Employee Stock Options (Right to Buy)	$63.62	A	4385	Acquired	2028-06-01	Common Stock (4385)	Direct
2018-06-01	Restricted Stock Units	$63.62	A	1035	Acquired		Common Stock (1035)	Direct

Footnotes

F1: The employee stock options were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 06/01/2019.

F2: The restricted stock units were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 06/01/2021.