SMITH A O CORP — Director's Dealing 2018

Sep 4, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2018-09-01

Reporting Person: Karge Douglas Samuel (SVP - President NA Water Treat)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options (Right to Buy)	$65.085	2028-03-19	Common Stock (3700)		Direct
Restricted Stock Units	$65.085		Common Stock (885)		Direct

Footnotes

F1: The employee stock options were granted on 03/19/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 03/19/2019.

F2: The restricted stock units were granted on 03/19/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 03/19/2021.